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Kenmerken
- Werkgever: DPA Professionals
- Land: Nederland
- Stad: Alphen aan den Rijn
Omschrijving
Wat je gaat doen:
In this role you will:
- Provide advice and guidance to the business on the full range of compliance topics;
- Guide and oversee the business in their management of compliance risk via risk management processes such as Risk Self-Assessments, Control Monitoring & Testing, Systematic Integrity Risk Analysis (SIRA), Change Risk Assessments and Product Reviews and Approvals;
- Provide training and support to the business to continuously enhance awareness and understanding of compliance risks and regulations;
- Prepare insightful Compliance reports for the business.
- Continuously liaise with business stakeholders to ensure appropriate action is taken to address identified issues.
- Contribute actively to the development and maintenance of Compliance policies;
- Participate in various projects and working groups within the Compliance department and in the CIB business;
- Compliance risks and issues in CIB are identified and reported;
- Sound advice provided on mitigating actions to close compliance issues;
- Effective oversight over ongoing effectiveness of management of compliance risk.
Wat we vragen:
You have excellent verbal and written communication skills and are used to interacting with senior management, also on the difficult topics. You enjoy working as part of a team and are good at working with others. You have a high level of self-knowledge and want to keep on developing and improving. You have keen analytical skills enabling you to get to the heart of a problem quickly and draw the appropriate conclusions. You have a methodical way of working, leading to high quality and impactful work products.
Specific requirements:
- You have a Master?s degree in Business, Law or other relevant field;
- You have at minimum of 8 years work experience, of which at least 3 years in a Compliance relevant position in the banking sector;
- You have experience in working with operational risk management processes (e.g. RCSA, SIRA, PARP, CRA) and can guide the business in the application of these to effectively manage compliance risks;
- You have an understanding of general corporate (syndicated) lending. Ideally you also have knowledge of more specialised lending offerings such as Acquisition Finance, Leveraged Finance, Project Finance and Trade Finance. In addition, awareness of advisory businesses such as Corporate Finance/M&A, Equity Capital Markets and Debt Capital Markets is beneficial;
- You have the ability to identify and clearly explain regulatory compliance risks.
- You have solid knowledge of relevant laws and regulations, including the Wft, MiFID II, MAD/MAR, Wwft, GDPR and EBA guidelines;
- You are familiar with the activities of the Global Control Room and work together with this function to support the business in detecting and managing deal-related compliance risks;
- You are fluent in Dutch and English.
Wat we bieden:
Startdate: asap
End date - tbd
If you are interested please send us your resume.
Je werkomgeving:
This is a Senior Compliance Officer position in the Business Compliance team (2nd line) that supports and oversees our client's Corporate & Institutional Banking business.
The focus of the team (and this role) is on the ?private side? of the CIB business (e.g. the banking and lending side). The ?public side? business (e.g. Global Markets sales, trading and research) is not covered by this role.
Key compliance topics covered include Conflicts of Interest (personal and deal-related), MiFID II, Handling of inside information and confidential information, Personal Account Dealing, Cross Border Banking, etc.. In principle, AML / Financial Crime related topics are not covered by this role, however, knowledge of these topics is also beneficial in this role.
Informatie DPA Professionals
- E-mail: r.rahimi@yourp.nl
- Land: NL